For the second time in as many months, the plan fiduciaries of a smaller 401(k) plan are being sued for breach of fiduciary duties, under the Employee Retirement Income Security Act of 1974 (ERISA). As the plan’s investment advisor, a loan servicing company by the name of Cetera Advisor Networks, is named as a co-defendant in the suit, justified by the plaintiffs in their assertion of Cetera’s “co-fiduciary” status.  

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Due to the volatility of almost all markets over the last few days, I want to share our thoughts on the British exit (or “Brexit”) from the European Union (EU). As is well known now, the result of the referendum last Thursday, June 23, was a slim victory in favor of Britain leaving the EU.

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